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FIRM PROFILE
Overview
BLOOMBERG TRADEBOOK CANADA COMPANY is located at Brookfield Place,td Canada Trust Tower,161 Bay St. Suite 4300, Toronto, Ontario, null M5J 2S1. BLOOMBERG TRADEBOOK CANADA COMPANY has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of BLOOMBERG TRADEBOOK CANADA COMPANY’s clients are individuals and 0% of their clients are high net worth individuals. BLOOMBERG TRADEBOOK CANADA COMPANY has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at BLOOMBERG TRADEBOOK CANADA COMPANY are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access BLOOMBERG TRADEBOOK CANADA COMPANY‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at BLOOMBERG TRADEBOOK CANADA COMPANY. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for BLOOMBERG TRADEBOOK CANADA COMPANY Comes From
Understanding the Statistics for BLOOMBERG TRADEBOOK CANADA COMPANY and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
Brookfield Place,td Canada Trust Tower,161 Bay St. Suite 4300, Toronto, Ontario, M5J 2S1
Brookfield Place,td Canada Trust Tower,161 Bay St. Suite 4300, Toronto, Ontario, M5J 2S1
Small
(212) 617-4865
since 02/15/2001
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BLOOMBERG CANADA LLC | SOLE SHAREHOLDER | ||
| BENDER, GREGORY | DIRECTOR | 5601000 | |
| BRIDGEFORD, SOH HYONG | CHIEF COMPLIANCE OFFICER | 7114514 | |
| KAPLAN, PAUL WILLIAM | PRESIDENT, DIRECTOR | 4092439 | |
| MILHAM, CHRISTOPHER MICHAEL | FINANCIAL AND OPERATIONS PRINCIPAL, PFO, POO | 3092157 | |
| SANTORE, RICHARD RAYMOND III | DIRECTOR | 4978129 |
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Advisor's working at BLOOMBERG TRADEBOOK CANADA COMPANY
Keith Francis Mccluskey
Gerard Joseph Hoffman
Christopher Eric Peter
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