Ryan A. Whalen
Professional summary
Ryan Andrew Whalen, who also goes by Ryan A Whalen, Ryan Andrew Whalen, is a registered financial advisor currently at ENVESTNET PMC located in Raleigh, North Carolina.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ryan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Andrew Whalen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2023 - Present
ENVESTNET PMC
Office #1: 612 Hillsborough Street 10th Floor, Raleigh, NC 27603March 30, 2022 - August 9, 2022
ROBINHOOD FINANCIAL, LLC
October 28, 2021 - March 18, 2022
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2021 - March 18, 2022
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/15/2023)
(6/15/2023)
Exams
Series 7TO
Date: 10/1/2021
General Securities Representative ExaminationCurrent Firm
ENVESTNET PMC
CRD#: 111694 / SEC#: 801-57260
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,021,610 |
| AUM (Assets Under Management) | $ 532,197,263,852 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
ENVESTNET PMC
CRD#: 111694Raleigh, NC 27603TRUST BUT VERIFY
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