Derek Bailey

COMMONWEALTH FINANCIAL SERVICES

VIENNA, WV 26105

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CRD#: 7407694

Professional summary

Derek Bailey is a registered financial advisor currently at COMMONWEALTH FINANCIAL SERVICES located in Vienna, West Virginia.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Derek has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ARBOR POINT ADVISORS POSITION: Trader NATURE: Arbor Point Advisors - Investment Advisory - IAR - Investment Related - Start Date: 06/2017 - Located at 585 College Parkway, Parkersburg, WV, 26104 INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 40 START DATE: 08/05/2022 ADDRESS: 585 College Parkway, Parkersburg WV 26104 DESCRIPTION: Trader at Commonwealth Financial Services - placing firmwide and account level trades

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Bailey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2023 - Present

COMMONWEALTH FINANCIAL SERVICES

Office #1: 373 Timberline Parkway, Vienna, WV 26105

RIA

CRD#: 324930

VIENNA, WV

Past

September 30, 2022 - April 6, 2023

ARBOR POINT ADVISORS

RIA

CRD#: 165127

PARKERSBURG, WV

Past

October 9, 2021 - April 6, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

PARKERSBURG, WV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA

Registered Investment Advisory firm - (3/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/9/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/10/2021

Securities Industry Essentials Examination

Current Firm

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA

Registered Investment Advisory firm - (3/22/2023 Approved)

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Contact information

Main Address

373 Timberline Parkway, Vienna, WV 26105

Mailing Address

Phone number

(304) 422-3531

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/22/2025)

FORM ADV APP--WRAP FEE PROGRAM (10/22/2025)

Regulatory assets under management

Total Number of Accounts	4,851
AUM (Assets Under Management)	$ 774,786,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Derek Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Bailey's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL SERVICES

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

Primary Firm SEC Registration

COMMONWEALTH FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2022

Series 7TO

Date: 10/9/2021

SIE

Date: 6/10/2021

Current Firm

COMMONWEALTH FINANCIAL SERVICES

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMONWEALTH FINANCIAL SERVICES

TRUST BUT VERIFY

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