JK
Jacob Knop
AMG DISTRIBUTORS
Stamford, CT 06901
Some features on this profile are disabled
CRD#: 7405848
JK
Professional summary
Jacob Knop is a registered financial professional currently at AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2022. Jacob has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BGA FINANCIAL POSITION: Client Services Associate NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/28/2021 ADDRESS: 75 Market St Suite 403, Portland ME 04101, United States DESCRIPTION: I am an office administrator, meaning I do everything from ordering office supplies, to filing files, to submitting change of beneficiary and change of ownership forms to insurance companies. I directly assist Paul Buckley with his line of business which is mainly insurance, however he has a few clients with variable annuity products. Any servicing activity is usually handled by me, and as I gain more experience I will be taking care of all of Paul's compliance needs.I am also insurance licensed in the state of Maine but currently do not solicit this business. I am paid a salary employee of BGA Financial.
CRS (Client Relationship Summary) - BD
Click below to view Jacob Knop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2023 - Present
AMG DISTRIBUTORS, INC.
Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901BD
CRD#: 27314
Stamford, CT
Past
October 18, 2022 - February 3, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
PORTLAND, ME
Past
May 16, 2022 - January 31, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
PORTLAND, ME
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(3/14/2023)
RR
Massachusetts(3/14/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AD
AMG DISTRIBUTORS, INC.
333 GLOBAL ADVISERS | THE MANAGERS FUNDS LLC | THE MANAGERS FUNDS L.P. | THE MANAGERS FUNDS | MANAGERSCHOICE | MANAGERS INVESTMENT GROUP LLC | MANAGERS DISTRIBUTORS, INC. | MANAGERS AMG FUNDS | EAIMC PARTNERS L.P. | AMG DISTRIBUTORS, INC.
CRD#: 27314 / SEC#: , 8-43057
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
680 Washington Blvd Suite 500, Stamford, CT 06901
Mailing Address
680 Washington Blvd Suite 500, Stamford, CT 06901
Phone number
(203) 299-3500
Established
Delaware since 12/29/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMG FUNDS LLC | SOLE SHAREHOLDER | 153456 |
| GALIS, AARON | DIRECTOR | 7333959 |
| HOPKINS, THOMAS JOHN | PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER AND FINOP | 1835087 |
| JACOBS ANTONACCIO, RACHEL ELIZABETH | HEAD OF CLIENT SOLUTIONS AND PRINCIPAL | 3189490 |
| KINNE, KEITHA LEE | PRESIDENT, PRINCIPAL AND CHIEF OPERATING OFFICER | 2039630 |
| SPELLMAN, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 3086822 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
