QC
Quinn M. Cunningham
CETERA INVESTMENT ADVISERS LLC
ST MARYS, PA 15857
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CRD#: 7400756
QC
Professional summary
Quinn Mitchell Cunningham, who also goes by Quinn M Cunningham, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Marys, Pennsylvania and CETERA WEALTH SERVICES, LLC located in St Marys, Pennsylvania.
Quinn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Quinn has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Quinn M Cunningham
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) G&A FINANCIAL, LLC POSITION: Financial Advisor NATURE: G&A Financial, LLC is a single member LLC that our wealth management activities are branded through. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 02/01/2022 ADDRESS: 301 Brusselles St, St Marys PA 15857, United States DESCRIPTION: - meet with clients- financial planning- investment review-wealth and tax management 2)TROIA E PROVINGIA DI FOGGIA SOCIAL CLUB POSITION: Member NATURE: TROIA E PROVINGIA DI FOGGIA SOCIAL CLUB is a fraternalorganization that engages in the activity of holding group effort fundraisers and donating the proceeds to other charitable organizations and families in need. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/12/2021 ADDRESS: 1366 Rosely Road, St Marys PA 15857, United States DESCRIPTION: General member. Attend meetings and volunteer/participate in fundraisers such as chicken dinners and ravioli dinners in order to help families in need and other charitable organizations. 3) Geci and Associates, PC; CPA; Geci and Associates, PC provides accounting services to small to mid-size businesses, tax preparation and planning for individuals and small to mid-size business, as well as general business consulting.; IR; 130; 10/03/2020; 301 Brusselles St St Marys PA 15857; - Perform/review Monthly and Quarterly bookkeeping records for businesses.-Perform/Review quarterly and year end tax returns for businesses and individuals.�- Compile and Review financials for business clients.-Advisory services for financial reporting software integration and training.�- General business consulting for small to mid-size businesses.-Once licensed, provide investment advice, guidance, and products to clients.
CRS (Client Relationship Summary) - RIA
Click below to view Quinn Mitchell Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 301 Brusselles St, St Marys, PA 15857RIA
CRD#: 105644
ST MARYS, PA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 301 Brusselles St, St Marys, PA 15857BD
CRD#: 13572
ST MARYS, PA
Past
February 2, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Saint Marys, PA
Past
December 9, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ST MARYS, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Pennsylvania(9/5/2025)
IAR
Pennsylvania(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
