AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NE

Neal A. England

FOUNDERS M&A ADVISORY
Birmingham, AL 35233
Some features on this profile are disabled
CRD#: 7391751
NE

Professional summary

Neal Arthur England, who also goes by Neal England, is a registered financial professional currently at FOUNDERS M&A ADVISORY, LLC located in Birmingham, Alabama.

Neal is registered as a RR (Registered Representative) and started their career in finance in 2023. Neal has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Neal England

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Neal Arthur England's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 30, 2023 - Present

FOUNDERS M&A ADVISORY, LLC

Office #1: 2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233
BD
CRD#: 269926
Birmingham, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/24/2025)
RR
Texas
(2/24/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/9/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/29/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/27/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FM
FOUNDERS M&A ADVISORY, LLC
FOUNDERS M&A ADVISORY, LLC

CRD#: 269926 / SEC#: , 8-69638

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233
Mailing Address
2400 Fifth Avenue South, Suite 100, Birmingham, AL 35233
Phone number
(205) 949-2043
Established
Alabama since 10/30/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FOUNDERS ADVISORS, LLC (FORMERLY KNOWN AS FOUNDERS INVESTMENT BANKING LLC)OWNER
ALVAREZ, ENRIQUEFINOP4622342
CATES, ERIC OBIE IVCCO6394899
HIRSCH, KENNETH ALANBOARD MEMBER2588742
IRBY, RUSSELL LEE IIIBOARD MEMBER
LEGG, JAMES WESLEYPRESIDENT & CEO6358296
TARENCE, ZANE PBOARD MEMBER5861607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOUNDERS M&A ADVISORY, LLC

CRD#: 269926Birmingham, AL 35233

TRUST BUT VERIFY

Monitor Neal England

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

FU
Faisal UmeraniAdvisorCheck Check Mark
MACQUARIE CAPITAL (USA) INC.
RR
Houston, TX
Richard R Rake
Richard RakeAdvisorCheck Check Mark
FINANCIAL RESOURCES GROUP, LLC
IAR
GLASTONBURY, CT
Lyndon L Davis
Lyndon DavisAdvisorCheck Check Mark
LIGHTSQUARE WEALTH MANAGEMENT, LLC
IAR
Farmington Hills, MI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.