Leah N. Cook

ASSET ONE WEALTH MANAGEMENT

Findlay, OH 45840

Some features on this profile are disabled

CRD#: 7387114

Professional summary

Leah N Cook, who also goes by Leah Nicole Hawk, is a registered financial advisor currently at ASSET ONE WEALTH MANAGEMENT, LLC located in Findlay, Ohio and PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.

Leah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Leah has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leah Nicole Hawk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leah N Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2025 - Present

ASSET ONE WEALTH MANAGEMENT, LLC

Office #1: 520 South Main St, Suite A, Findlay, OH 45840

RIA

CRD#: 336350

Findlay, OH

Current

November 24, 2025 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 80 State Street, Albany, NY 12207Office #2: 520 South Main St Suite A, Findlay, OH 45840

CRD#: 35747

ALBANY, NY

Past

April 11, 2025 - November 24, 2025

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Findlay, OH

Past

April 7, 2025 - November 24, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Findlay, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Ohio
(11/24/2025)

IAR

Ohio
(12/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/13/2025

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/5/2025

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 9/5/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

AK WEALTH MANAGEMENT | ASSET ONE WEALTH MANAGEMENT, LLC

CRD#: 336350 / SEC#: 801-132828

RIA

Registered Investment Advisory firm - (6/6/2025 120-Day Approval)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11201 Se 8th Street, Suite 105, Bellevue, WA 98004

Mailing Address

Phone number

(425) 504-830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (11/10/2025)

Regulatory assets under management

Total Number of Accounts	1,754
AUM (Assets Under Management)	$ 435,591,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jonathan Vasquez Contreras

PFS INVESTMENTS INC.

Bronx, NY

Jason Gilbert

RGA INVESTMENT ADVISORS, LLC

IAR

Great Neck, NY

Matthew Rubin

LODESTAR SECURITIES CORP.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Leah N. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leah N Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2024

Series 63

Date: 9/11/2024

Series 7TO

Date: 5/13/2025

Series 6TO

Date: 4/5/2025

SIE

Date: 9/5/2023

FINRA

Current Firm

ASSET ONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSET ONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors