VP
Vincent G. Passarella
CETERA INVESTMENT ADVISERS LLC
GLENDORA, NJ 08029
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CRD#: 7386126
VP
Professional summary
Vincent Gus Passarella, who also goes by VInce Gus Passarella, Vincent P Passarella, Vincent Passarella, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Glendora, New Jersey and CETERA WEALTH SERVICES, LLC located in Glendora, New Jersey.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Vincent has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vince Gus Passarella | Vincent P Passarella | Vincent Passarella
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vincent Passarella CPA MBA Inc D/B/A Passarella Smarra CPA; President; Full service certified public accountant practice. Prepare tax returns, prepare financial statements, prepare sales tax returns, prepare payroll tax returns, tax consulting.; IR; 130; 05/18/2010; 830 E. Evesham Road Glendora NJ 08029; Manage business accounts, review/prepare tax returns, solicit new business/onboard new clients, prepare financial statements, prepare sales tax returns, prepare payroll tax returns, hire and manage current staff. Once licensed, I will be conforming my financial planning, meeting with clients, and financial advice. All investments will be completed through Avantax. 2) HEALTHPASS NEW YORK; Agent; Insurance Agent; IR; 5; 01/01/2011; 80 PINE ST, NEW YORK Middletown NY 07748; CONTACT CLIENTS,INSURANCE CARRIERS,GENERAL AGENCY,MAKE PHONE CALLS RETURN PHONE CALLS 3) Vincent p passariello tax service; Owner; Accounting Services/Tax Preparation; NIR; 100; 01/01/1998; 10 KINGS HWY Middletown NJ 07748; I PREPARE TAX RETURNS,SCHEDULE APPOINTMENTS,MAKE AND RETURN CLIENT TELEPOHONE CALLS,SCHELDULE EMPOYEES WORH HOURS 4) MARTIN INSURANCE GROUP; Agent; Insurance Agent; IR; 5; 01/01/2017; 259 PROSPECT PLAINS RD, BUILDING F CRANBURY NJ 08512; MEET WITH CLIENTS,MAKE AND RETURN TELEPHONE CALLS,CONTACT INSURANCE CARRIES AND GENERAL AGENT
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Gus Passarella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 830 E. Evesham Road, Glendora, NJ 08029RIA
CRD#: 105644
GLENDORA, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 830 E. Evesham Road, Glendora, NJ 08029BD
CRD#: 13572
GLENDORA, NJ
Past
February 28, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
GLENDORA, NJ
Past
October 30, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
GLENDORA, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
Pennsylvania(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
