TC
Timothy B. Cobb
ANUBIS SECURITIES LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 7379909
TC
Professional summary
Timothy Brendan Cobb, who also goes by Timothy Cobb, is a registered financial professional currently at ANUBIS SECURITIES LLC located in New York, New York.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2021. Timothy has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Timothy Cobb
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Timothy Brendan Cobb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2022 - Present
ANUBIS SECURITIES LLC
Office #1: 717 Fifth Avenue 18th Floor, New York, NY 10022BD
CRD#: 157642
New York, NY
Past
September 13, 2021 - June 21, 2022
MIZUHO SECURITIES USA LLC
BD
CRD#: 19647
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/23/2022)
RR
Alaska(6/23/2022)
RR
Arizona(6/23/2022)
RR
Arkansas(6/23/2022)
RR
California(6/23/2022)
RR
Colorado(6/23/2022)
RR
Connecticut(6/23/2022)
RR
Delaware(6/23/2022)
RR
District of Columbia(6/23/2022)
RR
Florida(6/23/2022)
RR
Georgia(6/23/2022)
RR
Hawaii(6/23/2022)
RR
Idaho(6/23/2022)
RR
Illinois(6/23/2022)
RR
Indiana(6/23/2022)
RR
Iowa(6/23/2022)
RR
Kansas(6/23/2022)
RR
Kentucky(6/23/2022)
RR
Louisiana(6/23/2022)
RR
Maine(6/23/2022)
RR
Maryland(6/23/2022)
RR
Massachusetts(6/23/2022)
RR
Michigan(6/23/2022)
RR
Minnesota(6/23/2022)
RR
Mississippi(6/23/2022)
RR
Missouri(6/23/2022)
RR
Montana(6/23/2022)
RR
Nebraska(6/23/2022)
RR
Nevada(6/23/2022)
RR
New Hampshire(6/23/2022)
RR
New Jersey(6/23/2022)
RR
New Mexico(6/23/2022)
RR
New York(6/23/2022)
RR
North Carolina(6/23/2022)
RR
North Dakota(6/23/2022)
RR
Ohio(6/23/2022)
RR
Oklahoma(6/23/2022)
RR
Oregon(6/23/2022)
RR
Pennsylvania(6/23/2022)
RR
Puerto Rico(6/23/2022)
RR
Rhode Island(6/23/2022)
RR
South Carolina(6/23/2022)
RR
South Dakota(6/23/2022)
RR
Tennessee(6/23/2022)
RR
Texas(6/23/2022)
RR
Utah(6/23/2022)
RR
Vermont(6/23/2022)
RR
Virgin Islands(6/23/2022)
RR
Virginia(6/23/2022)
RR
Washington(6/23/2022)
RR
West Virginia(6/23/2022)
RR
Wisconsin(6/23/2022)
RR
Wyoming(6/23/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 9/11/2021
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ANUBIS SECURITIES LLC
ANUBIS SECURITIES LLC
CRD#: 157642 / SEC#: , 8-68859
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
717 Fifth Avenue 18th Floor, New York, NY, 10022
Mailing Address
717 Fifth Avenue 18th Floor, New York, NY, 10022
Phone number
(212) 705-5000
Established
Delaware since 01/03/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
