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Andrew Robert Nerys

EQUITYZEN SECURITIES
NEW YORK, NY
·CRD# 7378545·5 years experience

Professional Summary

Andrew Robert Nerys, who also goes by Andrew Robert Schwab, Andrew Robert Shefke, is a registered financial advisor currently at EQUITYZEN SECURITIES LLC located in New York, New York. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2021. Andrew has worked at 2 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Robert Schwab, Andrew Robert Shefke

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

EQUITYZEN SECURITIES LLC·CRD# 281820
BD
1 New York Plaza 12th Floor, New York, NY, 10004
May 29, 2025 - Present
CASH APP INVESTING LLC·CRD# 144076
BD
Oakland, CA
June 14, 2021 - May 22, 2025

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Current Firm

ES
EQUITYZEN SECURITIES LLC

EQUITYZEN SECURITIES LLC

CRD#: 281820 / SEC#: 8-69689
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

1 New York Plaza 12th Floor, New York, NY, 10004

Mailing Address

1 New York Plaza 12th Floor, New York, NY, 10004

Phone Number

(877) 490-6121

Established

Delaware since 09/22/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EQUITYZEN, INC.SOLE MEMBER—
DAVDA, ATISH MBOARD MANAGER5349343
HASLETT, PHILIP EDWARDCEO5563192
HASLETT, PHILIP EDWARDBOARD MANAGER5563192
KADIA, SUJATA BOSECHIEF COMPLIANCE OFFICER5208336
KUSH, ANTHONY NFINANCIAL AND OPERATIONS PRINCIPAL7463692

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(5/29/2025)
RR
New York
(5/29/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed May 2025About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jun 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2021About the SIE exam

Series 24 — General Securities Principal Examination

Passed Oct 2023About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Andrew Robert Nerys's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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