Philip Edward Haslett
Professional Summary
Philip Edward Haslett, who also goes by Phil Haslett, is a registered financial advisor currently at EQUITYZEN SECURITIES LLC located in New York, New York. Philip is registered as a RR (Registered Representative) and started their career in finance in 2009. Philip has worked at 3 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 79, Series 7, Series 55 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Phil Haslett
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
17 years in the financial services industry
Current & Past Employments
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Current Firm
EQUITYZEN SECURITIES LLC
Contact Information
Main Address
1 New York Plaza 12th Floor, New York, NY, 10004Mailing Address
1 New York Plaza 12th Floor, New York, NY, 10004Phone Number
(877) 490-6121Established
Delaware since 09/22/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/15/2017)
(5/5/2017)
(7/14/2016)
(3/22/2017)
(5/21/2016)
(6/2/2016)
(7/14/2016)
(4/25/2018)
(7/14/2016)
(7/11/2016)
(6/6/2016)
(6/6/2017)
(6/29/2016)
(7/11/2016)
(2/23/2017)
(2/22/2017)
(7/14/2016)
(7/14/2016)
(7/14/2016)
(11/3/2017)
(6/30/2016)
(7/14/2016)
(7/14/2016)
(7/14/2016)
(5/17/2017)
(4/5/2017)
(7/21/2017)
(10/10/2017)
(7/14/2016)
(5/18/2018)
(7/6/2016)
(10/3/2016)
(3/10/2017)
(3/13/2017)
(8/5/2020)
(6/27/2016)
(5/27/2016)
(3/3/2017)
(7/14/2016)
(1/30/2018)
(7/27/2017)
(3/14/2017)
(10/6/2017)
(2/14/2017)
(7/13/2016)
(2/22/2017)
(6/20/2017)
(11/8/2019)
(7/14/2016)
(5/24/2016)
(5/19/2020)
(7/20/2016)
(1/10/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Aug 2016About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Oct 2009SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Philip Edward Haslett's CRS (Customer Relationship Summary).
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