JG
Jaclyn N. Gilpin
CETERA INVESTMENT ADVISERS LLC
FORT WAYNE, IN 46825
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CRD#: 7378540
JG
Professional summary
Jaclyn Nicole Gilpin, who also goes by Jaclyn N Funk, Jaclyn Nicole Funk, Jaclyn Funk, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Fort Wayne, Indiana and CETERA WEALTH SERVICES, LLC located in Fort Wayne, Indiana.
Jaclyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Jaclyn has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaclyn N Funk | Jaclyn Nicole Funk | Jaclyn Funk
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHRISTEN SOUERS, LLC POSITION: Staff Accountant NATURE: This company provides various accounting services, including book-keeping and seasonal tax return preparation and tax planning, as well as financial advising and retirement planning. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2020 ADDRESS: 10347 Dawson`s Creek Blvd, Suite C, Fort Wayne IN 46825, United States DESCRIPTION: My duties include book-keeping, tax planning, tax return preparation, client relationship management, and making tax payments for corporation clients (paying UC tax and 941 payments when needed). 2) CHRISTEN SOUERS FINANCIAL SERVICES POSITION: Financial Professional NATURE: This company provides Financial Advising, Financial Investment and retirement planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 10347 Dawson`s Creek Blvd, Suite C, Fort Wayne IN 46825, United States DESCRIPTION: I have not yet started in this position. I will be studying to obtain licensing to practice financial advising/investing. I will then handle client relationship management and financial advising working under David L. Funk to learn. All investments will be completed through Avantax. 3) 734 COMMERCIAL LLC POSITION: Officer NATURE: Residential rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825, United States DESCRIPTION: Collect and deposit rent checks, pay bills, keep books 4) 301 WARREN LLC POSITION: Owner NATURE: Commercial rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 10347 Dawson's Creek Blvd, Suite C, Fort Wayne IN 46825, United States DESCRIPTION: Collect and deposit rent checks, pay bills, keep books
CRS (Client Relationship Summary) - RIA
Click below to view Jaclyn Nicole Gilpin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10351 Dawson's Creek Blvd Ste F, Fort Wayne, IN 46825RIA
CRD#: 105644
FORT WAYNE, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10347 Dawson's Creek Blvd Suite C, Fort Wayne, IN 46825BD
CRD#: 13572
FORT WAYNE, IN
Past
October 5, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Fort Wayne, IN
Past
August 23, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
