Karina Ferrer

GOLDMAN SACHS & CO. LLC

NEW YORK, NY · CRD#

EDWARD JONES

TYLER, TX · CRD#

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MILWAUKEE, WI · CRD#

LPL FINANCIAL LLC

LAKE ELMO, MN · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years registered in the securities industry

Current & Past Employments

Current

ROBINHOOD FINANCIAL, LLCCurrent·CRD# 165998

BD

500 Colonial Center Pky Suite 100, Lake Mary, FL 32746

August 2, 2024 - Present

Past

FIDELITY BROKERAGE SERVICES LLCPast·CRD# 7784

BD

Greenwood Village, CO

October 5, 2023 - July 10, 2024

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GOLDMAN SACHS & CO. LLC

NEW YORK, NY · CRD#

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Customer Relationship Summary (CRS / FINRA)

Current Firm

RF

ROBINHOOD FINANCIAL, LLC

CHRONOS FINANCIAL, LLC | ROBINHOOD FINANCIAL, LLC

CRD#: 165998 / SEC#: 8-69188

BD

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone Number

(650) 761-7789

Established

Delaware since 08/24/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	100% OWNER	—
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP	3103432
KOLLER, WALTER	CHIEF OPERATING OFFICER	1932260
QUIRK, STEVEN MARK	MANAGER	2728768
SCHAFFER, VINCENT	PRINCIPAL OPERATIONS OFFICER	5353999

Disclosures

Regulatory Event

56

Arbitration

13

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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GOLDMAN SACHS & CO. LLC

NEW YORK, NY · CRD#

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(8/2/2024)

RR

Alaska
(8/2/2024)

RR

Arizona
(8/2/2024)

RR

Arkansas
(8/2/2024)

RR

California
(8/2/2024)

RR

Colorado
(8/2/2024)

RR

Connecticut
(8/2/2024)

RR

Delaware
(8/2/2024)

RR

District of Columbia
(8/2/2024)

RR

Florida
(8/2/2024)

RR

Georgia
(8/2/2024)

RR

Hawaii
(8/2/2024)

RR

Idaho
(8/2/2024)

RR

Illinois
(8/2/2024)

RR

Indiana
(8/2/2024)

RR

Iowa
(8/2/2024)

RR

Kansas
(8/2/2024)

RR

Kentucky
(8/2/2024)

RR

Louisiana
(8/2/2024)

RR

Maine
(8/2/2024)

RR

Maryland
(8/2/2024)

RR

Massachusetts
(8/2/2024)

RR

Michigan
(8/2/2024)

RR

Minnesota
(8/2/2024)

RR

Mississippi
(8/2/2024)

RR

Missouri
(8/2/2024)

RR

Montana
(8/2/2024)

RR

Nebraska
(8/2/2024)

RR

Nevada
(8/2/2024)

RR

New Hampshire
(8/2/2024)

RR

New Jersey
(8/2/2024)

RR

New Mexico
(8/2/2024)

RR

New York
(8/2/2024)

RR

North Carolina
(8/2/2024)

RR

North Dakota
(8/2/2024)

RR

Ohio
(8/2/2024)

RR

Oklahoma
(8/2/2024)

RR

Oregon
(8/2/2024)

RR

Pennsylvania
(8/2/2024)

RR

Puerto Rico
(8/2/2024)

RR

Rhode Island
(8/2/2024)

RR

South Carolina
(8/2/2024)

RR

South Dakota
(8/2/2024)

RR

Tennessee
(8/2/2024)

RR

Texas
(8/2/2024)

RR

Utah
(8/2/2024)

RR

Vermont
(8/2/2024)

RR

Virgin Islands
(8/2/2024)

RR

Virginia
(8/2/2024)

RR

Washington
(8/2/2024)

RR

West Virginia
(8/2/2024)

RR

Wisconsin
(8/2/2024)

RR

Wyoming
(8/2/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

FINRA

SRO Registrations

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CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Karina Ferrer's CRS (Customer Relationship Summary).

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