Anthony Joseph Cavallaro
Professional Summary
Anthony Joseph Cavallaro, who also goes by Tony Cavallaro, is a registered financial advisor currently at ROBINHOOD FINANCIAL, LLC located in New York, New York and ROBINHOOD SECURITIES, LLC located in New York, New York. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2021. Anthony has worked at 2 firms and has passed the Series 99TO and Series 14 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tony Cavallaro
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
ROBINHOOD SECURITIES, LLC
Contact Information
Main Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746Mailing Address
500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746Phone Number
(650) 761-7789Established
Delaware since 10/27/2016Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
2Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Cavallaro's CRS (Customer Relationship Summary).
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