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JM

Joseph K. Mccaffrey

SALEM INVESTMENT COUNSELORS
Durham, NC 27707
Some features on this profile are disabled
CRD#: 7357238
JM

Professional summary

Joseph Kyle Mccaffrey, who also goes by Joseph K Mccaffrey, is a registered financial advisor currently at SALEM INVESTMENT COUNSELORS INC located in Durham, North Carolina.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joseph K Mccaffrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Kyle Mccaffrey's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 18, 2022 - Present

SALEM INVESTMENT COUNSELORS INC

Office #1: 3333 Durham Chapel Hill Blvd. Bldg. E Suite 200, Durham, NC 27707
RIA
CRD#: 104855
Durham, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SALEM INVESTMENT COUNSELORS INC
SALEM INVESTMENT COUNSELORS INC

CRD#: 104855 / SEC#: 801-14487

RIA
Registered Investment Advisory firm - (4/2/1979 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(11/18/2022)

Exams

Current Firm

SI
SALEM INVESTMENT COUNSELORS INC
SALEM INVESTMENT COUNSELORS INC

CRD#: 104855 / SEC#: 801-14487

RIA
Registered Investment Advisory firm - (4/2/1979 Approved)
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Contact information

Main Address
480 Shepherd Street, Winston Salem, NC 27103
Mailing Address
Phone number
(336) 768-7230
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SALEM INVESTMENT COUNSELORS, INC. (3/25/2025)

Regulatory assets under management

Total Number of Accounts3,064
AUM (Assets Under Management)$ 3,844,773,011

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/26/2025
Cover Page
Report
10/01/2024
Cover Page
Report
09/23/2024
Cover Page
Report
10/25/2023
Cover Page
Report
11/10/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SALEM INVESTMENT COUNSELORS INC

CRD#: 104855Durham, NC 27707

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