FF
Frank E. Francese
AMG FUNDS LLC
Stamford, CT 06901
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CRD#: 7357154
FF
Professional summary
Frank E Francese, who also goes by Frank Francese, is a registered financial advisor currently at AMG FUNDS LLC located in Stamford, Connecticut and AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Frank has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Frank Francese
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frank E Francese's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2025 - Present
AMG FUNDS LLC
Office #1: 680 Washington Boulevard Suite 500, Stamford, CT 06901RIA
CRD#: 153456
Stamford, CT
Current
October 7, 2024 - Present
AMG DISTRIBUTORS, INC.
Office #1: 680 Washington Blvd Suite 500, Stamford, CT 06901BD
CRD#: 27314
Stamford, CT
Past
December 18, 2023 - August 26, 2024
MORGAN STANLEY
RIA
CRD#: 149777
New York, NY
Past
March 9, 2023 - August 26, 2024
MORGAN STANLEY
BD
CRD#: 149777
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMG FUNDS LLC
AMG DISTRIBUTORS | MANAGERS INVESTMENT GROUP LLC | AMG WEALTH | AMG FUNDS LLC | AMG FUNDS
CRD#: 153456 / SEC#: 801-56365
RIA
Registered Investment Advisory firm - (3/30/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/7/2024)
RR
Alaska(10/7/2024)
RR
Arizona(10/7/2024)
RR
Arkansas(10/7/2024)
RR
California(10/7/2024)
RR
Colorado(10/7/2024)
RR
Connecticut(10/7/2024)
IAR
Connecticut(7/8/2025)
RR
Delaware(10/7/2024)
RR
District of Columbia(10/7/2024)
RR
Florida(10/7/2024)
RR
Georgia(10/7/2024)
RR
Hawaii(10/7/2024)
RR
Idaho(10/7/2024)
RR
Illinois(10/7/2024)
RR
Indiana(10/7/2024)
RR
Iowa(10/7/2024)
RR
Kansas(10/7/2024)
RR
Kentucky(10/7/2024)
RR
Louisiana(10/7/2024)
RR
Maine(10/7/2024)
RR
Maryland(10/7/2024)
RR
Massachusetts(10/7/2024)
RR
Michigan(10/7/2024)
RR
Minnesota(10/7/2024)
RR
Mississippi(10/7/2024)
RR
Missouri(10/7/2024)
RR
Montana(10/7/2024)
RR
Nebraska(10/7/2024)
RR
Nevada(10/7/2024)
RR
New Hampshire(10/7/2024)
RR
New Jersey(10/7/2024)
RR
New Mexico(10/7/2024)
RR
New York(10/7/2024)
RR
North Carolina(10/7/2024)
RR
North Dakota(10/7/2024)
RR
Ohio(10/7/2024)
RR
Oklahoma(10/7/2024)
RR
Oregon(10/7/2024)
RR
Pennsylvania(10/7/2024)
RR
Puerto Rico(10/7/2024)
RR
Rhode Island(10/7/2024)
RR
South Carolina(10/7/2024)
RR
South Dakota(10/7/2024)
RR
Tennessee(10/7/2024)
RR
Texas(10/7/2024)
RR
Utah(10/7/2024)
RR
Vermont(10/7/2024)
RR
Virgin Islands(10/7/2024)
RR
Virginia(10/7/2024)
RR
Washington(10/7/2024)
RR
West Virginia(10/7/2024)
RR
Wisconsin(10/7/2024)
RR
Wyoming(10/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/9/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AMG FUNDS LLC
AMG DISTRIBUTORS | MANAGERS INVESTMENT GROUP LLC | AMG WEALTH | AMG FUNDS LLC | AMG FUNDS
CRD#: 153456 / SEC#: 801-56365
RIA
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Contact information
Main Address
680 Washington Boulevard Suite 500, Stamford, CT 06901
Mailing Address
Phone number
(203) 299-3500
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 19,032,293,298 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
