Albert G. Lowe
Professional summary
Albert Gum-ming Lowe, who also goes by Albert G Lowe, Albert Gum-ming Lowe, is a registered financial professional currently at CRAIG-HALLUM CAPITAL GROUP LLC located in Greenwhich, Connecticut.
Albert is registered as a RR (Registered Representative) and started their career in finance in 2021. Albert has worked at 2 firms and has passed the Series 63, Series 7TO, Series 86, Series 87 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Albert Gum-ming Lowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2024 - Present
CRAIG-HALLUM CAPITAL GROUP LLC
Office #1: 41 West Putnam Ave, Greenwhich, CT 06830June 17, 2021 - April 3, 2024
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2024)
(4/2/2024)
(4/2/2024)
Exams
Series 7TO
Date: 3/2/2024
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
CRAIG-HALLUM CAPITAL GROUP LLC
CRD#: 121395 / SEC#: , 8-65407
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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