Alfred Maria
Professional summary
Alfred Maria, who also goes by Alfred Ramiro Maria, Alfred Maria, is a registered financial professional currently at ACP SECURITIES, LLC located in Miami, Florida.
Alfred is registered as a RR (Registered Representative) and started their career in finance in 2021. Alfred has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alfred Maria's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 15, 2023 - Present
ACP SECURITIES, LLC
Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131November 1, 2022 - May 18, 2023
MORGAN STANLEY
April 22, 2022 - October 26, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 2021 - August 19, 2021
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/15/2023)
(5/15/2023)
Exams
Series 7TO
Date: 6/2/2021
General Securities Representative ExaminationFINRA
Current Firm
ACP SECURITIES, LLC
CRD#: 139049 / SEC#: , 8-67185
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ACP SECURITIES, LLC
CRD#: 139049Miami, FL 33131TRUST BUT VERIFY
Monitor Alfred Maria
Get automatic monthly alerts on:
