RN
Rody M. Nunez
KESTRA ADVISORY SERVICES
BETHESDA, MD 20817
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CRD#: 7334096
RN
Professional summary
Rody Medardo Nunez is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Bethesda, Maryland and KESTRA INVESTMENT SERVICES, LLC located in Bethesda, Maryland.
Rody is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Rody has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RODY NUNEZ - CONSULTING POSITION: Consultant NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 701 West Edmonston, Rockville MD 20852, United States DESCRIPTION: Companies have me on retainer for the life of the contract on a consultant basis. Most of the work was provided prior to the bidding process. 4813 BOILING BROOK POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/31/2017 ADDRESS: 4813 Boiling Brook Parkway, Rockville MD 20850, United States DESCRIPTION: Maintenance of property and making the monthly mortgage payments. NFP/MELTZER GROUP POSITION: Wealth Management Coordinator NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 02/01/2021 ADDRESS: 6500 Rock Spring Drive, Suite 410, Bethesda MD 20817, United States DESCRIPTION: Help advisor with the onboarding of clients; gathering all paperwork and ensuring the clients application goes through the proper process to receive account acceptance. Help clients with any general account maintenance issues.
CRS (Client Relationship Summary) - RIA
Click below to view Rody Medardo Nunez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6500 Rock Spring Dr Suite 410, Bethesda, MD 20817RIA
CRD#: 283330
BETHESDA, MD
Current
June 2, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6903 Rockledge Drive Suite 1400, Bethesda, MD 20817BD
CRD#: 42046
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/27/2023)
RR
California(10/15/2024)
RR
Florida(5/5/2023)
RR
Georgia(4/16/2024)
RR
Indiana(4/2/2024)
RR
Maryland(4/11/2023)
IAR
Maryland(4/11/2023)
RR
Minnesota(3/25/2025)
RR
Mississippi(8/20/2024)
RR
North Carolina(4/8/2024)
RR
Oklahoma(5/1/2023)
RR
Puerto Rico(12/12/2024)
RR
South Carolina(4/16/2024)
RR
South Dakota(2/13/2024)
RR
Utah(5/17/2024)
RR
Virginia(3/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
