Yuan Song
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Yuan Song, who also goes by Ray Song, was a registered financial professional .
Yuan is a previously registered financial professional and started their career in finance in 2021. Yuan had worked at 2 firms and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2022 - August 29, 2023
JUMP TRADING, LLC
March 19, 2021 - February 18, 2022
FLOW TRADERS U.S. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 4/30/2021
Securities Trader ExamSeries 7TO
Date: 3/19/2021
General Securities Representative ExaminationCurrent Firm
JUMP TRADING, LLC
CRD#: 106124 / SEC#: , 8-52989
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
