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CB

Colin S. Bassett

SUSQUEHANNA FINANCIAL GROUP, LLLP
Bala Cynwyd, PA 19004-1122
Some features on this profile are disabled
CRD#: 7327371
CB

Professional summary

Colin Scott Bassett, who also goes by Colin Bassett, is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in Bala Cynwyd, Pennsylvania and GLOBAL EXECUTION BROKERS, LP located in Bala Cynwyd, Pennsylvania.

Colin is registered as a RR (Registered Representative) and started their career in finance in 2021. Colin has worked at 3 firms and has passed the Series 63, Series 7TO, Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Colin Bassett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin Scott Bassett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2021 - Present

SUSQUEHANNA FINANCIAL GROUP, LLLP

Office #1: 401 City Ave Suite 220, Bala Cynwyd, PA 19004-1122
BD
CRD#: 35865
Bala Cynwyd, PA
Current

June 14, 2023 - Present

GLOBAL EXECUTION BROKERS, LP

Office #1: 401 City Avenue, Bala Cynwyd, PA 19004
BD
CRD#: 126407
Bala Cynwyd, PA
Past

May 7, 2021 - September 26, 2025

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(5/20/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/27/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 5/7/2021
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 2/25/2021
Securities Industry Essentials Examination
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

GE
GLOBAL EXECUTION BROKERS, LP
GLOBAL EXCHANGE BROKERS, LLLP | GLOBAL EXECUTION BROKERS, LP | GLOBAL EXECUTION BROKERS, LLLP

CRD#: 126407 / SEC#: , 8-65878

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
401 City Avenue, Bala Cynwyd, PA 19004
Mailing Address
401 City Avenue, Bala Cynwyd, PA 19004
Phone number
(610) 617-2600
Established
Delaware since 03/06/2003
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SUSQUEHANNA INTERNATIONAL GROUP, LLPLIMITED PARTNER
DOHERTY, MICHAEL PATRICKCHIEF COMPLIANCE OFFICER, SROP, CROP, ROP703900
JAMACA, MELISSAFINOP7478107
SELLITTO, JOSEPHCEO & PRESIDENT1408978
SFG PARTNER, LLCGENERAL PARTNER
SIMPSON, MICHAEL ROBERTPOO7521292

Disclosures

Regulatory Event31

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GLOBAL EXECUTION BROKERS, LP

CRD#: 126407Bala Cynwyd, PA 19004-1122

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