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JC

John Chamorro

GT SECURITIES
LOS ANGELES, CA 90094
Some features on this profile are disabled
CRD#: 7313345
JC
John ChamorroGT SECURITIES

Professional summary

John Chamorro, who also goes by John Jader Chamorro, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California and NASSAU STREET SECURITIES, LLC located in New York, New York.

John is registered as a RR (Registered Representative) and started their career in finance in 2021. John has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, Series 6TO and SIE exams.

Aliases

John Jader Chamorro

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Chamorro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2026 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
LOS ANGELES, CA
Current

August 20, 2026 - Present

NASSAU STREET SECURITIES, LLC

Office #1: 40 Wall Street Suite 2910, New York, NY 10005
BD
CRD#: 339050
NEW YORK, NY
Past

February 11, 2023 - January 16, 2026

US CAPITAL GLOBAL WEALTH MANAGEMENT, LLC

RIA
CRD#: 299885
Hopewell Jct, NY
Past

February 11, 2023 - January 16, 2026

US CAPITAL GLOBAL SECURITIES, LLC

BD
CRD#: 169544
SAN FRANCISCO, CA
Past

June 21, 2022 - January 31, 2023

KENMAR SECURITIES, LLC

BD
CRD#: 171793
NEW YORK, NY
Past

September 9, 2021 - October 15, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
NEW YORK, NY
Past

September 3, 2021 - October 15, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NEW YORK, NY
Past

April 12, 2021 - July 8, 2021

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
Pearl River, NY
Past

January 11, 2021 - July 8, 2021

CETERA INVESTMENT SERVICES LLC

BD
CRD#: 15340
PEARL RIVER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/8/2026)
RR
Florida
(8/25/2026)
RR
Illinois
(8/20/2026)
RR
Indiana
(8/25/2026)
RR
Massachusetts
(8/24/2026)
RR
Nevada
(5/8/2026)
RR
New Jersey
(8/25/2026)
RR
New York
(8/20/2026)
RR
North Carolina
(8/25/2026)
RR
Ohio
(8/25/2026)
RR
Tennessee
(8/25/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 5/4/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 1/25/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 8/17/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 6TO
Status Unavailable
Passed: 1/11/2021
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 11/9/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NASSAU STREET SECURITIES, LLC
NASSAU STREET SECURITIES LLC | NASSAU STREET SECURITIES, LLC

CRD#: 339050 / SEC#: , 8-71448

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Wall Street Suite 2910, New York, NY 10005
Mailing Address
40 Wall Street Suite 2910, New York, NY 10005
Phone number
(646) 397-2637
Established
Delaware since 04/21/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NASSAU STREET USA HOLDINGS LLCSOLE MEMBER
KLEINER, JOELFINANCIAL OPERATIONS PRINCIPAL7450898
MANNING, STEVEN ALLENDEPUTY CCO4470995
MORENO ROVIRA, JUANPRESIDENT AND ULTIMATE BENEFICIAL OWNER7574111
PROFFITT, JAY TILDENCEO AND CCO3176046

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NASSAU STREET SECURITIES, LLC

CRD#: 339050Los Angeles, CA 90094

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