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Find, Compare and Monitor Financial Advisors at GT SECURITIES, INC.

CRD#: 116012
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

GT SECURITIES, INC. is located at 12130 Millennium Dr Suite 300, Los Angeles, CA 90094 and was first established at Los Angeles, California in 12/06/2001. After operating for 24 years, GT SECURITIES, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of GT SECURITIES, INC.’s clients are individuals and 0% of their clients are high net worth individuals. GT SECURITIES, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at GT SECURITIES, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access GT SECURITIES, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at GT SECURITIES, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for GT SECURITIES, INC. Comes From

Understanding the Statistics for GT SECURITIES, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Firm Size
Medium
Phone Number
(310) 846-5004
Established
California since 12/06/2001
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
GROWTHINK, INC.PARENT CORPORATION
MUELLER, MICHELLECHIEF COMPLIANCE OFFICER6707697
TURO, JAMES STEVENMANAGING DIRECTOR2083402

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at GT SECURITIES, INC.

JT

James Steven Turo

IAR
RR
CRD#: 2083402
Location:
Los Angeles, CA 90094
Company:
GT INVESTMENT MANAGEMENT, LLC
Disclosures:
Experience:
26 years
View Profile
SH

Simon Matthew Holford

IAR
RR
CRD#: 4249463
CPWA®: Certified Private Wealth Advisor
Location:
Pasadena, CA 91101
Company:
PASADENA PRIVATE WEALTH, LLC
Disclosures:
Experience:
25 years
View Profile
HY

Howard Hong Ye

Hong Ye
IAR
RR
CRD#: 2639790
Location:
Irvine, CA 92620
Company:
SKY VISION WEALTH MANAGEMENT CORP.
Disclosures:
Experience:
30 years
View Profile
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