Sali Toda
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sali Toda, who also goes by Sali Arginteanu, Sali Johuikas, Sali Arginteanu Toda, was a registered financial professional .
Sali is a previously registered financial professional and started their career in finance in 1981. Sali had worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1983 - September 28, 1983
FIRST HONOLULU SECURITIES, INC.
May 18, 1981 - February 18, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HONOLULU SECURITIES, INC.
CRD#: 7964 / SEC#: , 8-23919
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
