Michael Francis Kowal
Professional Summary
Michael Francis Kowal is a registered financial advisor currently at FIRST HONOLULU SECURITIES, INC. located in Honolulu, Hawaii. Michael is registered as a RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 28, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST HONOLULU SECURITIES, INC. | HYUN, KOWAL, FARLEY & CO., INC. | HYUN, KOWAL & CO., INC.
Contact Information
Main Address
3615 Harding Ave Suite 207, Honolulu, HI 96816Mailing Address
3615 Harding Ave Suite 207, Honolulu, HI 96816Phone Number
(808) 523-9422Established
Hawaii since 08/17/1979Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
9Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/9/1999)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Sep 2012About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Michael Francis Kowal's CRS (Customer Relationship Summary).
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