Gregory Francis Kowal
Professional Summary
Gregory Francis Kowal is a registered financial advisor currently at FIRST HONOLULU SECURITIES, INC. located in Honolulu, Hawaii. Gregory is registered as a RR (Registered Representative) and started their career in finance in 1974. Gregory has worked at 4 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 99TO, SIE, Series 1, Series 53, Series 24, F04 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
52 years in the financial services industry
Current & Past Employments
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Current Firm
FIRST HONOLULU SECURITIES, INC. | HYUN, KOWAL, FARLEY & CO., INC. | HYUN, KOWAL & CO., INC.
Contact Information
Main Address
3615 Harding Ave Suite 207, Honolulu, HI 96816Mailing Address
3615 Harding Ave Suite 207, Honolulu, HI 96816Phone Number
(808) 523-9422Established
Hawaii since 08/17/1979Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
9Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/17/1979)
(2/28/2005)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 1 — Registered Representative Examination
Passed Jul 1974F04 — Financial Principal Examination
Passed Nov 1980SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Gregory Francis Kowal's CRS (Customer Relationship Summary).
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