James Donnelly

VALLEY FINANCIAL GROUP

Ambler, PA 19002

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CRD#: 7306185

Professional summary

James Donnelly is a registered financial advisor currently at VALLEY FINANCIAL GROUP located in Ambler, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BENSALEM TOWNSHIP POLICE DEPARTMENT POSITION: Patrol Operations Commander NATURE: Other OBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 144 START DATE: 06/17/2002 ADDRESS: 34 Pine Glen Road, Langhorne PA 19047, United States DESCRIPTION: Patrol Operations Commander

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Donnelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2021 - Present

VALLEY FINANCIAL GROUP

Office #1: 311 Lindenwold Ave, Ambler, PA 19002

RIA

CRD#: 312254

Ambler, PA

Past

October 20, 2020 - March 31, 2021

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

Flourtown, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP | VALLEY FINANCIAL GROUP, INC.

CRD#: 312254 / SEC#: 801-120325

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/15/2020

Uniform Investment Adviser Law Examination

Current Firm

VALLEY FINANCIAL GROUP

VALLEY FINANCIAL GROUP | VALLEY FINANCIAL GROUP, INC.

CRD#: 312254 / SEC#: 801-120325

RIA

Registered Investment Advisory firm - (2/16/2021 Approved)

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Contact information

Main Address

311 Lindenwold Ave, Ambler, PA 19002

Mailing Address

Phone number

(215) 947-9190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A PLUS WRAP (3/31/2025)

Regulatory assets under management

Total Number of Accounts	821
AUM (Assets Under Management)	$ 237,918,365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James Donnelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Donnelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALLEY FINANCIAL GROUP

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

VALLEY FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/15/2020

Current Firm

VALLEY FINANCIAL GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY FINANCIAL GROUP

TRUST BUT VERIFY

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