Joseph C. Korwasky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Charles Korwasky, who also goes by Joe Charles Korwasky, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1981. Joseph had worked at 8 firms and has passed the Series 63, Series 55, Series 15, Series 7, Series 53, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2008 - March 3, 2010
INTERMERCHANT SECURITIES LLC
August 1, 2007 - February 15, 2008
INTERMERCHANT SECURITIES LLC
October 6, 2005 - July 27, 2007
OBSIDIAN FINANCIAL GROUP, LLC
October 31, 2002 - November 6, 2003
VISION SECURITIES INC.
March 28, 2002 - July 10, 2002
YANKEE FINANCIAL GROUP, INC.
January 2, 2001 - February 13, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
December 19, 1996 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
April 7, 1994 - January 24, 1996
JARON EQUITIES CORP.
May 18, 1981 - July 16, 1992
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/28/2003
Limited Representative-Equity Trader ExamSeries 15
Date: 12/1/1982
Foreign Currency Options ExaminationSeries 8
Date: 6/3/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INTERMERCHANT SECURITIES LLC
CRD#: 142734 / SEC#: , 8-67483
Contact information
Documents
Red Flags
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