Steve Nmn Solano
Professional Summary
Steve Nmn Solano, who also goes by Steve Solano, is a registered financial advisor currently at SIGMA AMERICAS SECURITIES LLC located in New York, New York and NINTH ETERNITY SECURITIES LLC located in New York, New York. Steve is registered as a RR (Registered Representative) and started their career in finance in 1987. Steve has worked at 24 firms and has passed the Series 65, Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steve Solano
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
39 years in the financial services industry
Current & Past Employments
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Current Firm
NINTH ETERNITY SECURITIES LLC
Contact Information
Main Address
40 Wall Street Suite 2918, New York, NY 10005Mailing Address
40 Wall Street Suite 2918, New York, NY 10005Phone Number
(516) 286-6888Established
Delaware since 01/01/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (9 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/27/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2002Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jun 1996SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steve Nmn Solano's CRS (Customer Relationship Summary).
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