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Andrew Ian Schacher

CRD# 2755590·Registered 1996 - 2025
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Ian Schacher was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1996 - 2025. Andrew had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 99TO, Series 7, Series 27, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

NINTH ETERNITY SECURITIES LLC·CRD# 307492
BD
New York, NY
April 29, 2024 - May 16, 2025
FIRST CAPITAL EQUITIES,LTD.·CRD# 14428
BD
Lake Success, NY
February 6, 2019 - February 26, 2019
SIGMA AMERICAS SECURITIES LLC·CRD# 207515
BD
New York, NY
August 16, 2017 - May 16, 2025
HAMPTON HEDGE FUND MARKETING, LLC·CRD# 141685
BD
Oakton, VA
November 28, 2016 - December 2, 2016
HAMPTON HEDGE FUND MARKETING, LLC·CRD# 141685
BD
Oakton, VA
May 22, 2014 - December 4, 2014
INTERMERCHANT SECURITIES LLC·CRD# 142734
BD
New York, NY
July 18, 2011 - September 9, 2011
HAMPTON HEDGE FUND MARKETING, LLC·CRD# 141685
BD
Oakton, VA
December 21, 2009 - February 12, 2010
SGI, LLC·CRD# 32922
BD
New York, NY
May 11, 2007 - December 4, 2007
WINDHAM SECURITIES, INC.·CRD# 20529
BD
New York, NY
October 30, 2003 - May 13, 2005
VANGUARD CAPITAL·CRD# 22081
BD
Del Mar, CA
July 13, 1999 - December 10, 2003
HD BROUS & CO., INC.·CRD# 22062
BD
Great Neck, NY
October 5, 1998 - July 7, 1999
WALSH MANNING SECURITIES, LLC·CRD# 30826
BD
November 18, 1996 - August 5, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
July 25, 1996 - November 20, 1996

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Current Firm

NE
NINTH ETERNITY SECURITIES LLC

NINTH ETERNITY SECURITIES LLC

CRD#: 307492 / SEC#: 8-70514
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 Wall Street Suite 2918, New York, NY 10005

Mailing Address

40 Wall Street Suite 2918, New York, NY 10005

Phone Number

(516) 286-6888

Established

Delaware since 01/01/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
NINTH ETERNITY CAPITAL LTD.OWNER/SHAREHOLDER—
DONG, YANYANPRESIDENT & CEO7215862
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
SOLANO, STEVE NMNCHIEF COMPLIANCE OFFICER1650853

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 2024About the Series 27 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed May 2014About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Mar 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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