Karan Trehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karan Trehan was a registered financial professional .
Karan is a previously registered financial professional and started their career in finance in 1981. Karan had worked at 5 firms and has passed the Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2013 - February 3, 2015
EMG CAPITAL LLC
March 5, 2001 - November 1, 2002
HAPOALIM SECURITIES USA, INC.
June 15, 1990 - May 14, 1999
ALLIANCEBERNSTEIN INVESTMENTS, INC.
March 28, 1990 - June 12, 1990
GUZMAN & COMPANY
May 18, 1981 - March 22, 1988
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 4/21/1986
Interest Rate Options ExaminationCurrent Firm
EMG CAPITAL LLC
CRD#: 159054 / SEC#: , 8-68960
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
