Raymond Mendez
Professional Summary
Raymond Mendez is a registered financial advisor currently at LEAGUE CAPITAL MARKETS located in New York, New York. Raymond is registered as a RR (Registered Representative) and started their career in finance in 1981. Raymond has worked at 9 firms and has passed the Series 79TO, Series 72, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
FORT GHENT BROKERAGE LLC | LEAGUE CAPITAL MARKETS
Contact Information
Main Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105Mailing Address
1345 Avenue Of The Americas 2nd Floor, New York, NY 10105Phone Number
(212) 588-0580Established
New York since 11/01/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (14 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/13/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Raymond Mendez's CRS (Customer Relationship Summary).
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