HG

Hakeem A. Golaba

HRT FINANCIAL LP
Dublin 2, D02 C9D0
Some features on this profile are disabled
CRD#: 7296411
HG

Professional summary


Hakeem Adelami Golaba, who also goes by Hakeem Adelani Goloba, is a registered financial professional currently at HRT FINANCIAL LP and HRT EXECUTION SERVICES LLC located in New York, New York.

Hakeem is registered as a RR (Registered Representative) and started their career in finance in 2021. Hakeem has worked at 2 firms and has passed the Series 57TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Hakeem Adelani Goloba

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Hakeem Adelami Golaba's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 30, 2025 - Present

HRT FINANCIAL LP

Office #1: 76 Sir John Rogerson's Quay 1st Floor, Dublin 2, D02 C9D0
BD
CRD#: 152144
Dublin 2,
Current

April 30, 2025 - Present

HRT EXECUTION SERVICES LLC

Office #1: 3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
BD
CRD#: 128491
New York, NY
Past

April 26, 2021 - May 22, 2023

HRT FINANCIAL LP

BD
CRD#: 152144
Dublin,
Past

April 26, 2021 - May 22, 2023

HRT EXECUTION SERVICES LLC

BD
CRD#: 128491
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 57TO
Date: 4/24/2021
Securities Trader Exam
General Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm


HE
HRT EXECUTION SERVICES LLC
HRT EXECUTION SERVICES LLC | SUN TRADING LLC

CRD#: 128491 / SEC#: , 8-66143

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Mailing Address
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Phone number
(212) 293-1444
Established
Illinois since 04/24/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
SUN HOLDINGS LLCOWNER OF HRT EXECUTION SERVICES LLC
ALCALA, MIKAELAAML COMPLIANCE OFFICER7523021
ATTONITO, ERICA GALEHEAD OF SALES5151146
BLOCK, NACHSHON MCHIEF FINANCIAL OFFICER7192815
CARROLL, JASON EASTWICKMANAGING MEMBER5173598
JUSTINI, PETER THOMASFINOP2097898
KEEL, JOHN MATTHEWCHIEF COMPLIANCE OFFICER4189740
NUNES, ADAM SETHCHIEF EXECUTIVE OFFICER5246806
O'DONNELL, PAUL ANTHONYCHIEF OPERATING OFFICER4493148

Disclosures


Regulatory Event9

Red Flags


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Company Information


HRT EXECUTION SERVICES LLC

CRD#: 128491Dublin 2, D02 C9D0

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