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FIRM PROFILE
Overview
HRT FINANCIAL LP is located at 3 World Trade Center, 175 Greenwich Street 76th Floor, New York, NY 10007 and was first established at New York, Delaware in 08/10/2009. After operating for 16 years, HRT FINANCIAL LP has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HRT FINANCIAL LP’s clients are individuals and 0% of their clients are high net worth individuals. HRT FINANCIAL LP has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HRT FINANCIAL LP are registered to handle securities or provide financial advice. The firm has 10 disclosures, 10 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HRT FINANCIAL LP‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HRT FINANCIAL LP. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HRT FINANCIAL LP Comes From
Understanding the Statistics for HRT FINANCIAL LP and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3 World Trade Center 175 Greenwich Street 76th Floor, New York, NY, 10007
3 World Trade Center 175 Greenwich Street 76th Floor, New York, NY, 10007
Medium
(212) 293-1444
Delaware since 08/10/2009
Partnership
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| HUDSON RIVER TRADING LLC | LIMITED PARTNER | ||
| ALCALA, MIKAELA | AML COMPLIANCE OFFICER | 7523021 | |
| BLOCK, NACHSHON M | CHIEF FINANCIAL OFFICER | 7192815 | |
| CARROLL, JASON EASTWICK | CHIEF OPERATING OFFICER | 5173598 | |
| HRT GP LLC | GENERAL PARTNER | ||
| JUSTINI, PETER THOMAS | FINOP | 2097898 | |
| KLOIN, SCOTT | CHIEF COMPLIANCE OFFICER | 4971326 | |
| NUNES, ADAM SETH | CHIEF EXECUTIVE OFFICER | 5246806 |
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Advisor's working at HRT FINANCIAL LP
Joseph Michael Mcandrews
Luca Mattos Moller
Peter Thomas Justini
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