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FIRM PROFILE
Overview
HRT EXECUTION SERVICES LLC is located at 3 World Trade Center, 175 Greenwich St 76th Floor, New York, NY 10007 and was first established at New York, Illinois in 04/24/2003. After operating for 22 years, HRT EXECUTION SERVICES LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of HRT EXECUTION SERVICES LLC’s clients are individuals and 0% of their clients are high net worth individuals. HRT EXECUTION SERVICES LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at HRT EXECUTION SERVICES LLC are registered to handle securities or provide financial advice. The firm has 9 disclosures, 9 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access HRT EXECUTION SERVICES LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at HRT EXECUTION SERVICES LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for HRT EXECUTION SERVICES LLC Comes From
Understanding the Statistics for HRT EXECUTION SERVICES LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
3 World Trade Center 175 Greenwich St 76th Floor, New York, NY, 10007
Small
(212) 293-1444
Illinois since 04/24/2003
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SUN HOLDINGS LLC | OWNER OF HRT EXECUTION SERVICES LLC | ||
| ALCALA, MIKAELA | AML COMPLIANCE OFFICER | 7523021 | |
| ATTONITO, ERICA GALE | HEAD OF SALES | 5151146 | |
| BLOCK, NACHSHON M | CHIEF FINANCIAL OFFICER | 7192815 | |
| CARROLL, JASON EASTWICK | MANAGING DIRECTOR | 5173598 | |
| JUSTINI, PETER THOMAS | FINOP | 2097898 | |
| KEEL, JOHN MATTHEW | CHIEF COMPLIANCE OFFICER | 4189740 | |
| NUNES, ADAM SETH | CHIEF EXECUTIVE OFFICER | 5246806 |
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Advisor's working at HRT EXECUTION SERVICES LLC
Peter Thomas Justini
John Matthew Keel
Mark Kevin Szeto
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