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KG

Katelyn H. Gallanty

GT INVESTMENT MANAGEMENT
Ozone Park, NY 11417
CRD#: 7295206
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KG
Katelyn Henderson GallantyGT INVESTMENT MANAGEMENT

Professional summary

Katelyn Henderson Gallanty, who also goes by Katelyn Gallanty, is a registered financial advisor currently at GT INVESTMENT MANAGEMENT, LLC located in Ozone Park, New York and GT SECURITIES, INC. located in Los Angeles, California.

Katelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Katelyn has worked at 5 firms and has passed the Series 66, Series 63, Series 6TO, Series 99TO, Series 82TO, Series 22TO, Series 31, Series 7TO and SIE exams.

Aliases

Katelyn Gallanty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katelyn Henderson Gallanty's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2026 - Present

GT INVESTMENT MANAGEMENT, LLC

Office #1: 135-07 Cross Bay Blvd , Ozone Park, NY 11417
RIA
CRD#: 325619
Ozone Park, NY
Current

January 16, 2025 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
LOS ANGELES, CA
Past

October 24, 2022 - June 30, 2010

CITI PRIVATE ALTERNATIVES, LLC

RIA
CRD#: 153777
New York, NY
Past

October 24, 2022 - October 8, 2024

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
New York, NY
Past

August 3, 2022 - October 8, 2024

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
New York, NY
Past

August 3, 2022 - October 8, 2024

CITI PRIVATE ALTERNATIVES, LLC

BD
CRD#: 153777
New York, NY
Past

June 4, 2021 - June 10, 2022

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
New York, NY
Past

December 12, 2020 - April 27, 2021

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/16/2025)
IAR
California
(6/17/2026)
RR
New Jersey
(1/16/2025)
RR
New York
(5/20/2026)
IAR
New York
(6/17/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/24/2022
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/21/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/16/2022
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/12/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/7/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GT INVESTMENT MANAGEMENT, LLC
GT INVESTMENT MANAGEMENT, LLC

CRD#: 325619 / SEC#: 801-134784

Arizona
Registered Investment Advisory firm - (8/16/2024 Approved)
California
Registered Investment Advisory firm - (6/30/2023 Approved)
Delaware
Registered Investment Advisory firm - (8/7/2025 Approved)
Florida
Registered Investment Advisory firm - (12/16/2024 Approved)
Idaho
Registered Investment Advisory firm - (10/3/2025 Approved)
Michigan
Registered Investment Advisory firm - (9/11/2025 Approved)
Nevada
Registered Investment Advisory firm - (9/12/2025 Approved)
New York
Registered Investment Advisory firm - (5/29/2024 Approved)
North Carolina
Registered Investment Advisory firm - (3/26/2024 Approved)
North Dakota
Registered Investment Advisory firm - (10/16/2025 Approved)
Ohio
Registered Investment Advisory firm - (3/25/2024 Approved)
Oregon
Registered Investment Advisory firm - (10/17/2025 Approved)
South Dakota
Registered Investment Advisory firm - (10/9/2025 Approved)
Tennessee
Registered Investment Advisory firm - (9/17/2025 Approved)
Texas
Registered Investment Advisory firm - (5/20/2024 Conditional Restricted)
Wyoming
Registered Investment Advisory firm - (10/9/2025 Approved)
Loading...

Contact information

Main Address
12130 Millennium Drive Suite 300, Los Angeles, CA 90094
Mailing Address
Phone number
(310) 954-2013
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GT INVESTMENT MANAGEMENT, LLC ADV PART 2A (9/13/2025)
GEOFF SOKOL ADV PART 2B - BROCHURE SUPPLEMENT (8/19/2024)
MAYUKO HAMAZAKI ADV PART 2B - BROCHURE SUPPLEMENT (8/19/2024)
JAMES TURO SUPPLEMENTAL BROCHURE ADV PART 2B (8/1/2024)

Regulatory assets under management

Total Number of Accounts30
AUM (Assets Under Management)$ 5,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT INVESTMENT MANAGEMENT, LLC

CRD#: 325619Ozone Park, NY 11417

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