RK
Rachel V. Kral
APOLLO GLOBAL SECURITIES
New York, NY 10022
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CRD#: 7293095
RK
Professional summary
Rachel V Kral is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Rachel is registered as a RR (Registered Representative) and started their career in finance in 2021. Rachel has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF ENTITY: DoorDash ADDRESS: 303 2ND St Ste. S800 San Francisco, CA, 94107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: food delivery CAPACITY: Independent Contractor/Consultant START DATE: 04/01/22 DUTIES: take orders to pick up food from local restaurants and delivery them to houses/apartments that requested the food HOURS DEVOTED PER MONTH: 6 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: RVK Properties LLC ADDRESS: 824 W 32nd St Baltimore MD 21211 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate company CAPACITY: Sole Proprietor START DATE: 01/10/2024 DUTIES: I will manage a rental property by securing tenants, collecting rents, paying debts and paying for maintenance. I will regularly (every other month most likely) check on the property and its tenants to make sure all is in good order. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
CRS (Client Relationship Summary) - BD
Click below to view Rachel V Kral's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2025 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 300 Park Avenue 17th Floor, New York, NY 10022BD
CRD#: 153502
New York, NY
Past
September 10, 2021 - August 22, 2025
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
NEW YORK, NY
Past
March 30, 2021 - August 22, 2025
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(9/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AG
APOLLO GLOBAL SECURITIES, LLC
AP CM, LLC | ATLAS SP SECURITIES | APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
9 West 57th Street, New York, NY 10019-2701
Mailing Address
9 West 57th Street, New York, NY 10019-2701
Phone number
(212) 515-3200
Established
Delaware since 03/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
