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CRD#: 153502
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

APOLLO GLOBAL SECURITIES, LLC is located at 9 West 57th Street, New York, NY 10019-2701 and was first established at New York, Delaware in 03/11/2010. After operating for 15 years, APOLLO GLOBAL SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of APOLLO GLOBAL SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. APOLLO GLOBAL SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at APOLLO GLOBAL SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access APOLLO GLOBAL SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at APOLLO GLOBAL SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for APOLLO GLOBAL SECURITIES, LLC Comes From

Understanding the Statistics for APOLLO GLOBAL SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
9 West 57th Street, New York, NY 10019-2701
Mailing Address
9 West 57th Street, New York, NY 10019-2701
Firm Size
Large
Phone Number
(212) 515-3200
Established
Delaware since 03/11/2010
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
APOLLO MANAGEMENT HOLDINGS, L.P.MEMBER
CHATTERJEE, WHITNEY AMEMBER BOARD OFMANAGERS7874808
DRESCHER, STEPHANIEHEAD OF MARKETING3055145
LEVY, YAEL KENANCHIEF COMPLIANCE OFFICER4435788
NEEDLEMAN, ERIC DAVIDPRESIDENT2773431
TREBING, ADAM PCFO / FINOP / PFO / POO5828238
TREBING, ADAM PMEMBER BOARD OF MANAGERS5828238

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Advisor's working at APOLLO GLOBAL SECURITIES, LLC

HR

Haley Reitz

RR
CRD#: 7417528
Location:
New York, NY 10019-2701
Company:
APOLLO GLOBAL SECURITIES, LLC
Disclosures:
Experience:
4 years
View Profile
MC

Michael Conaton

RR
CRD#: 7418519
Location:
New York, NY 10019-2701
Company:
APOLLO GLOBAL SECURITIES, LLC
Disclosures:
Experience:
4 years
View Profile
AD

Andrew Joseph Demartino

RR
CRD#: 7452454
Location:
New York, NY 10036
Company:
APOLLO GLOBAL SECURITIES, LLC
Disclosures:
Experience:
2 years
View Profile
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