GK
Glen G. Kavanagh
TUCKER ASSET MANAGEMENT LLC
Martin, TN 38237
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CRD#: 7287010
GK
Professional summary
Glen Gordon Kavanagh, who also goes by Glen Gordon Kavanagh, Glen Kavanagh, is a registered financial advisor currently at TUCKER ASSET MANAGEMENT LLC located in Martin, Tennessee.
Glen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Glen has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Glen Gordon Kavanagh | Glen Kavanagh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 2431 N Gotland Way Lehi, UT 84043; Insurance agent; start 10/2022; 20 hours per month; 20 during market hours; Sales and customer service.] [Senior State Benefits LLC - Dormant; owner; 0 hours worked per month/ 0 during security trading hours; non-investment related; ; 2431 N Gotland Way Lehi, UT 84043; Start 01/2016]
CRS (Client Relationship Summary) - RIA
Click below to view Glen Gordon Kavanagh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2024 - Present
TUCKER ASSET MANAGEMENT LLC
Office #1: 240 S Lindell Street, Martin, TN 38237RIA
CRD#: 174844
Martin, TN
Past
April 26, 2023 - July 14, 2023
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
SANDY, UT
Past
January 4, 2023 - July 14, 2023
NYLIFE SECURITIES LLC
BD
CRD#: 5167
SANDY, UT
Past
September 7, 2022 - September 30, 2022
ENCOMPASS MORE ASSET MANAGEMENT LLC
RIA
CRD#: 322382
LEHI, UT
Past
May 31, 2022 - September 28, 2022
VERITY ASSET MANAGEMENT
RIA
CRD#: 158667
LEHI, UT
Past
May 26, 2022 - September 28, 2022
VERITY INVESTMENTS, INC.
BD
CRD#: 41527
DURHAM, NC
Past
February 22, 2021 - April 16, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(7/3/2025)
IAR
Texas(1/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TA
TUCKER ASSET MANAGEMENT LLC
TUCKER ASSET MANAGEMENT LLC | TUCKER WEALTH | TUCKER ASSET MANAGEMENT, LLC
CRD#: 174844 / SEC#: 801-107110
RIA
Registered Investment Advisory firm - (1/13/2016 Approved)Colorado
Registered Investment Advisory firm - (1/28/2016 Terminated)Georgia
Registered Investment Advisory firm - (2/12/2016 Terminated)Iowa
Registered Investment Advisory firm - (1/26/2016 Terminated)Louisiana
Registered Investment Advisory firm - (1/26/2016 Terminated)Massachusetts
Registered Investment Advisory firm - (1/22/2016 Terminated)Montana
Registered Investment Advisory firm - (1/22/2016 Terminated)Nebraska
Registered Investment Advisory firm - (12/31/2015 Terminated)New Jersey
Registered Investment Advisory firm - (1/22/2016 Terminated)North Carolina
Registered Investment Advisory firm - (1/22/2016 Terminated)Ohio
Registered Investment Advisory firm - (1/22/2016 Terminated)Texas
Registered Investment Advisory firm - (1/22/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1520 West Canal Court Suite 100, Littleton, CO 80120
Mailing Address
Phone number
(303) 734-1234
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,243 |
| AUM (Assets Under Management) | $ 640,805,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
