Eric Scarlett
Professional Summary
Eric Scarlett is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Orlando, Florida and TRINITY WEALTH SECURITIES, L.L.C. located in Orlando, Florida. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Eric has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Current Firm
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC
Contact Information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634Phone Number
(813) 333-1683# of Employees
667SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
4,295AUM (Assets Under Management)
$456,133,125Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
Primary Firm SEC Registration
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
(8/19/2020)
(8/22/2020)
(5/30/2024)
(12/5/2025)
(6/6/2022)
(11/11/2022)
(5/5/2023)
(9/13/2023)
(10/4/2023)
(4/8/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2020About the Series 6TO examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 2025About the Series 26 examSRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Scarlett's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
GLOBAL FINANCIAL ADVISORY SERVICES, INC.