Joshua P. Goodman
Professional summary
Joshua Phillip Goodman, who also goes by Josh Phillip Goodman, is a registered financial professional currently at BANCROFT CAPITAL, LLC located in Fort Washington, Pennsylvania.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 2021. Joshua has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua Phillip Goodman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2023 - Present
BANCROFT CAPITAL, LLC
Office #1: 501 Office Center Drive Suite 130, Fort Washington, PA 19034January 8, 2021 - April 14, 2023
SPARTAN CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/20/2023)
(1/22/2025)
(3/20/2023)
(3/20/2023)
(3/20/2023)
Exams
Series 7TO
Date: 4/30/2021
General Securities Representative ExaminationSeries 79TO
Date: 1/8/2021
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
BANCROFT CAPITAL, LLC
CRD#: 290665 / SEC#: , 8-70035
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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