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Shaun Bishop

G.DISTRIBUTORS
RYE, NY
·CRD# 7285529·6 years experience

Professional Summary

Shaun Bishop is a registered financial advisor currently at G.DISTRIBUTORS, LLC located in Rye, New York. Shaun is registered as a RR (Registered Representative) and started their career in finance in 2020. Shaun has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

G.DISTRIBUTORS, LLC·CRD# 155071
BD
One Corporate Center, Rye, NY 10580-1435
November 16, 2021 - Present
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Secaucus, NJ
December 17, 2020 - September 20, 2021
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Secaucus, NJ
September 8, 2020 - September 20, 2021

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Current Firm

GL
G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone Number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC—
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(11/16/2021)
RR
New York
(11/16/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Shaun Bishop's CRS (Customer Relationship Summary).

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