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Jason Grey Swirbul

G.DISTRIBUTORS
RYE, NY
·CRD# 2867816·29 years experience

Professional Summary

Jason Grey Swirbul, who also goes by Grey Jason Swirbul, is a registered financial advisor currently at G.DISTRIBUTORS, LLC located in Rye, New York. Jason is registered as a RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 2 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 24, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Grey Jason Swirbul

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

G.DISTRIBUTORS, LLC·CRD# 155071
BD
1. One Corporate Center, Rye, NY 105802. One Corporate Center, Rye, NY 10580-1435
April 29, 2011 - Present
G.RESEARCH, LLC·CRD# 7353
BD
Rye, NY
May 14, 1997 - December 31, 2019

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Current Firm

GL
G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: 8-68697
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone Number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DISTRIBUTORS HOLDINGS INC.THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC—
BALL, JOHN CHESTERCHIEF EXECUTIVE OFFICER3153792
CALDWELL, MAXIMILIAN SMITHFINOP, TREASURER5482642
MCNIFF, ARTHUR JOSEPHCHIEF COMPLIANCE OFFICER4586817
SWIRBUL, JASON GREYSR. VICE PRESIDENT2867816

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/21/2011)
RR
Alaska
(7/21/2011)
RR
Arizona
(7/21/2011)
RR
Arkansas
(7/21/2011)
RR
California
(7/21/2011)
RR
Colorado
(7/21/2011)
RR
Connecticut
(7/21/2011)
RR
Delaware
(7/21/2011)
RR
District of Columbia
(7/21/2011)
RR
Florida
(7/29/2011)
RR
Georgia
(7/21/2011)
RR
Hawaii
(7/21/2011)
RR
Idaho
(7/21/2011)
RR
Illinois
(7/21/2011)
RR
Indiana
(7/29/2011)
RR
Iowa
(7/21/2011)
RR
Kansas
(7/21/2011)
RR
Kentucky
(7/21/2011)
RR
Louisiana
(7/21/2011)
RR
Maine
(7/21/2011)
RR
Maryland
(7/21/2011)
RR
Massachusetts
(5/6/2011)
RR
Michigan
(7/21/2011)
RR
Minnesota
(7/21/2011)
RR
Mississippi
(7/21/2011)
RR
Missouri
(7/21/2011)
RR
Montana
(7/21/2011)
RR
Nebraska
(7/29/2011)
RR
Nevada
(8/18/2011)
RR
New Hampshire
(7/21/2011)
RR
New Jersey
(7/21/2011)
RR
New Mexico
(7/21/2011)
RR
New York
(5/2/2011)
RR
North Carolina
(8/8/2011)
RR
North Dakota
(7/21/2011)
RR
Ohio
(8/1/2011)
RR
Oklahoma
(7/21/2011)
RR
Oregon
(7/29/2011)
RR
Pennsylvania
(7/29/2011)
RR
Puerto Rico
(7/21/2011)
RR
Rhode Island
(7/21/2011)
RR
South Carolina
(7/21/2011)
RR
South Dakota
(7/21/2011)
RR
Tennessee
(7/27/2011)
RR
Texas
(7/21/2011)
RR
Utah
(7/29/2011)
RR
Vermont
(7/21/2011)
RR
Virgin Islands
(7/21/2011)
RR
Virginia
(7/26/2011)
RR
Washington
(7/21/2011)
RR
West Virginia
(7/29/2011)
RR
Wisconsin
(7/21/2011)
RR
Wyoming
(7/21/2011)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 2010About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jul 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2001About the Series 9 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jason Grey Swirbul's CRS (Customer Relationship Summary).

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