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Bruce H. Mcdermott

KINGSROCK SECURITIES
NEW YORK, NY 10022
CRD#: 728501
Some features on this profile are disabled
BM
Bruce Henry McdermottKINGSROCK SECURITIES

Professional summary

Bruce Henry Mcdermott, who also goes by Bruce Henry Mcdermont, is a registered financial professional currently at KINGSROCK SECURITIES LLC located in New York, New York.

Bruce is registered as a RR (Registered Representative) and started their career in finance in 1981. Bruce has worked at 8 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 5, Series 7, Series 10, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bruce Henry Mcdermont

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bruce Henry Mcdermott's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 17, 2026 - Present

KINGSROCK SECURITIES LLC

Office #1: 900 Third Avenue, Suite 1801, New York, NY 10022
BD
CRD#: 325143
NEW YORK, NY
Past

November 12, 2025 - June 15, 2026

INVICTA CAPITAL LLC

BD
CRD#: 288101
OAKMONT, PA
Past

July 18, 2023 - March 21, 2024

BCW SECURITIES LLC

BD
CRD#: 144930
WESTPORT, CT
Past

January 30, 2020 - April 11, 2022

AVALON SECURITIES, LTD.

BD
CRD#: 30522
NEW YORK, NY
Past

April 23, 2008 - December 13, 2019

DEUTSCHE BANK SECURITIES INC.

RIA
CRD#: 2525
CHICAGO, IL
Past

July 29, 2003 - December 13, 2019

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
CHICAGO, IL
Past

June 7, 1999 - August 1, 2002

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

March 31, 1997 - June 7, 1999

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

June 10, 1985 - April 14, 1997

ALEX. BROWN & SONS INCORPORATED

BD
CRD#: 20
Past

April 13, 1981 - June 17, 1985

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/17/2026)
RR
Connecticut
(6/17/2026)
RR
New Jersey
(6/17/2026)
RR
New York
(6/17/2026)
RR
North Carolina
(6/17/2026)
RR
Texas
(6/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/13/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/6/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/6/2026
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 5
Date: 10/14/1981
Interest Rate Options Examination
General Industry/Product Exam
RR
Series 7
Date: 4/11/1981
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/10/2006
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 8/30/2005
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/3/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KS
KINGSROCK SECURITIES LLC
KINGSROCK SECURITIES LLC

CRD#: 325143 / SEC#: , 8-71064

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
900 Third Avenue, Suite 1801, New York, NY 10022
Mailing Address
900 Third Avenue, Suite 1801, New York, NY 10022
Phone number
(917) 992-4544
Established
Delaware since 01/20/2023
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSROCK ADVISORS LLCMEMBER
GOODE, JACQUELINE MARIECCO1292607
JAFFE, LOUIS STEVENCHIEF EXECUTIVE OFFICER & MANAGING PARTNER2310182
PLOTYCIA, STEVEN WILLIAMFINOP/POO/PFO5293014
WOHLIN, HAKAN NILSMANAGING PARTNER2329972

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KINGSROCK SECURITIES LLC

CRD#: 325143New York, NY 10022

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