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CRD#: 325143
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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Where the Statistical Data for KINGSROCK SECURITIES LLC Comes From

Understanding the Statistics for KINGSROCK SECURITIES LLC and How They Compare to Other Firms Through Our Analysis

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HNWI
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Breakdown of Assets Under Management
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HNWI
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MISC
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Registered
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HNWI
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Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
900 Third Avenue, Suite 1801, New York, NY 10022
Mailing Address
900 Third Avenue, Suite 1801, New York, NY 10022
Firm Size
Small
Phone Number
(917) 992-4544
Established
Delaware since 01/20/2023
Firm Type
Limited Liability Company
Fiscal year end
September
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
KINGSROCK ADVISORS LLCMEMBER
GOODE, JACQUELINE MARIECCO1292607
JAFFE, LOUIS STEVENCHIEF EXECUTIVE OFFICER & MANAGING PARTNER2310182
PLOTYCIA, STEVEN WILLIAMFINOP/POO/PFO5293014
WOHLIN, HAKAN NILSMANAGING PARTNER2329972

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Advisor's working at KINGSROCK SECURITIES LLC

JG

Jacqueline Marie Goode

Jacqueline M Goode, Jaqueline Goode, Jacqueline Goodemcardle, Jacqueline Marie Mcardle
RR
CRD#: 1292607
Location:
New York, NY 10019
Company:
REVA CAPITAL MARKETS LLC
Disclosures:
Experience:
41 years
PY

Paul Brett Young

RR
CRD#: 1882596
Location:
New York, NY 10022
Company:
KINGSROCK SECURITIES LLC
Disclosures:
Experience:
37 years
LJ

Louis Steven Jaffe

RR
CRD#: 2310182
Location:
New York, NY 10022
Company:
KINGSROCK SECURITIES LLC
Disclosures:
Experience:
33 years
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