Joy Archie
Professional Summary
Joy Archie, who also goes by Joy R Archie, Joy R Scott, is a registered financial advisor currently at KIPPSDESANTO & COMPANY located in Mclean, Virginia and CAPITAL ONE SECURITIES, INC. located in New York, New York. Joy is registered as a RR (Registered Representative) and started their career in finance in 2022. Joy has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 24, Series 10 and Series 9...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joy R Archie, Joy R Scott
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
CHERRY TREE & CO., LLC | TRIPLETREE, LLC
Contact Information
Main Address
8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437Mailing Address
8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437Phone Number
(952) 223-8400Established
Minnesota since 01/13/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/30/2024)
(5/30/2024)
(5/30/2024)
(5/30/2024)
(5/30/2024)
(5/30/2024)
(5/30/2024)
(5/30/2024)
(5/30/2024)
(1/13/2026)
(5/30/2024)
(5/30/2024)
(5/30/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Mar 2022About the Series 9 examSRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joy Archie's CRS (Customer Relationship Summary).
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