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AL

Alexander Loudon

MOORGATE SECURITIES LLC
New York, NY 10020
Some features on this profile are disabled
CRD#: 7282825
AL

Professional summary

Alexander Loudon is a registered financial professional currently at MOORGATE SECURITIES LLC located in New York, New York.

Alexander is registered as a RR (Registered Representative) and started their career in finance in 2022. Alexander has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexander Loudon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 16, 2025 - Present

MOORGATE SECURITIES LLC

Office #1: 1270 Avenue Of The Americas 29th Floor, New York, NY 10020
BD
CRD#: 151734
New York, NY
Past

August 30, 2022 - July 21, 2025

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/16/2025)
RR
New York
(12/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/30/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/18/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MOORGATE SECURITIES LLC
MOORGATE SECURITIES LLC

CRD#: 151734 / SEC#: , 8-68393

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1686 Union Street # 307, San Francisco, CA 94123
Mailing Address
1686 Union Street # 307, San Francisco, CA 94123
Phone number
(415) 678-5115
Established
Delaware since 04/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MOORGATE CAPITAL PARTNERS LLCOWNER
ALEXANDER, MICHAEL PHILIPMEMBER4277155
KIRSCHENBLATT, CHAD ETHANFINOP/CFO2503352
WHITE, JOHN PETERMEMBER, CCO1848248

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOORGATE SECURITIES LLC

CRD#: 151734New York, NY 10020

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