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Timothy Roberts Redpath

CRD# 728164·Registered 1981 - 2009
Barred: Timothy Roberts Redpath was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Timothy Roberts Redpath, who also goes by Tim Redpath, Timothy R Redpath, was a registered financial advisor. Timothy was a previously registered financial advisor and started their career in finance 1981 - 2009. Timothy had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 15, Series 5, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Redpath, Timothy R Redpath

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

45 years in the financial services industry

Current & Past Employments

CAPITAL SOLUTIONS DISTRIBUTORS, LLC·CRD# 132315
BD
Corte Madera, CA
December 15, 2004 - November 17, 2009
CAPITAL SOLUTIONS MANAGEMENT, L.P.·CRD# 130022
RIA
Corte Madera, CA
April 2, 2004 - December 31, 2009
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.·CRD# 42941
BD
Golden Valley, MN
March 10, 2003 - December 3, 2004
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
San Francisco, CA
June 4, 2001 - October 15, 2002
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
May 23, 2001 - October 15, 2002
VOLPE BROWN WHELAN & COMPANY, LLC·CRD# 18329
BD
San Francisco, CA
July 13, 2000 - February 20, 2001
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
July 15, 1993 - May 25, 2001
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 5, 1984 - July 29, 1993
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
April 13, 1981 - May 23, 1984

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Current Firm

CS
CAPITAL SOLUTIONS DISTRIBUTORS, LLC

CAPITAL SOLUTIONS DISTRIBUTORS, LLC

CRD#: 132315 / SEC#: 8-66585
BD
Terminated by SEC on 01/16/2010

Contact Information

Established

California since 02/02/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL SOLUTIONS MANAGEMENT, LPOWNER—
BOZORA, MICHAEL WILLIAMMANAGING DIRECTOR28009
JORAJURIA, MARIEANNEFINOP - CFO4040713
REDPATH, TIMOTHY ROBERTSPRESIDENT, CCO, AML, CEO728164
TRIPP, JASON LYNNREGISTERED PRINCIPAL4656089

Disclosures

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2006About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1981About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Nov 1994

Series 5 — Interest Rate Options Examination

Passed Nov 1994

Series 7 — General Securities Representative Examination

Passed Apr 1981About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1990About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Aug 1985

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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