Michael William Bozora
Professional Summary
Michael William Bozora was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1973 - 2009. Michael had worked at 13 firms and has passed the Series 65, Series 63, Series 18, Series 1, Series 4, Series 40 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
CAPITAL SOLUTIONS DISTRIBUTORS, LLC
Contact Information
Established
California since 02/02/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
Disclosures
Civil Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 18 — Securities Industry Rules and Regulations Examination
Passed Jun 1978Series 1 — Registered Representative Examination
Passed Jun 1973Series 40 — Registered Principal Examination
Passed Aug 1978Series 12 — NYSE Branch Manager Examination
Passed Jun 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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