PD
Peter Doherty
ASSET STRATEGY ADVISORS
Natick, MA 01760-1535
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CRD#: 7273960
PD
Professional summary
Peter Doherty is a registered financial advisor currently at ASSET STRATEGY ADVISORS, LLC located in Natick, Massachusetts and CONCORDE INVESTMENT SERVICES, LLC located in Natick, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Peter has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ) Centropy Capital, Investment related, 19 Homeward Ln, Walpole MA, holding entity for private placements, direct real estate investment, and consulting services to CSG. Owner/Managing Director, find personal investments, conduct due diligence, invest when appropriate, provide project management consulting servies to umulus Solutions Group. Start date 07/24/2014, 1-5 hours/month during trading hours. more than 10% annual compensation. 2) eRealty, Investment related, 19 Homeward Ln, Walpole MA, real estate sales, Agent, assist with the buying and selling of real estate. Start date 05/31/2021, 1-5 hours/month during non trading hours, 1-5 hours month during trading hours. 10% of annual compensation. 3) Asset Strategy Advisors, LLC, Investment Related, RIA, Natick MA, Start date 03/2023, Senior financial Consultant. full time during trading hours. 4) Gifford Shelter, Non investment related, Brighton MA, Board member-Treasurer of non profit cat shelter. Provide strategic guidance for financial decisions. creating budgets, securing loans, raising funds. Start date 03/24/2023. 6-10 hours/month during non business hours, 1-5 hours/month during business hours. 5) Cumulus Solutions Group, Non investment related, Andover MA, Consultant , data center services, intergration and relocation site services, project management and strategy consulting. 1-5 hours/monthly during non trading hours, 1-5 hours monthly during trading hours. 6) Asset Strategy Tax Consultants, LLC. Non-investment related. Natick, MA. Consultant, provide strategic tax planning for business owners. Start date: 6/2/2025. 6-10 hours a week during business hours, 6-10 hours a week during non-business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Doherty's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2023 - Present
ASSET STRATEGY ADVISORS, LLC
Office #1: 24 Superior Drive Suite 101, Natick, MA 01760-1535RIA
CRD#: 139879
Natick, MA
Current
March 21, 2023 - Present
CONCORDE INVESTMENT SERVICES, LLC
Office #1: 24 Superior Dr. Suite 101, Natick, MA 01760BD
CRD#: 151604
Natick, MA
Past
January 26, 2021 - March 21, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NEEDHAM, MA
Past
November 21, 2020 - March 21, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEEDHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/21/2023)
RR
Florida(11/15/2023)
RR
Massachusetts(3/21/2023)
IAR
Massachusetts(3/27/2023)
RR
New Jersey(6/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AS
ASSET STRATEGY ADVISORS, LLC
ASSET STRATEGY ADVISORS, LLC | CHARLES RIVER RETIREMENT CONSULTANTS, INC. | ASSET STRATEGY RETIREMENT CONSULTANTS, LLC | ASSET STRATEGY CONSULTANTS-BOSTON
CRD#: 139879 / SEC#: 801-66549
RIA
Registered Investment Advisory firm - (5/15/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 Superior Drive Suite 101, Natick, MA 01760-1535
Mailing Address
Phone number
(781) 235-4426
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 544 |
| AUM (Assets Under Management) | $ 917,771,097 |
Red Flags
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Company Information
ASSET STRATEGY ADVISORS, LLC
CRD#: 139879Natick, MA 01760-1535TRUST BUT VERIFY
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